Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashton KCJ Financial Planning LLP (no longer approved here)

    FRN 465217

    • Employed By (11 Jan 2008 to 18 Aug 2015)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • CF30 Customer (1 Nov 2007 to 18 Aug 2015)
    • CF11 Money Laundering Reporting (21 Apr 2006 to 31 Mar 2007)
    • CF10 Compliance Oversight (7 Apr 2004 to 31 Dec 2008)
    • CF21 Investment Adviser (17 Nov 2003 to 31 Oct 2007)
    • CF1 Director (17 Nov 2003 to 17 Dec 2008)
    • CF24 Pension Transfer Specialist (17 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.