Ricky George Cornish

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavistock Private Client Limited

    FRN 210782

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2022)
    • [FCA CF] Client dealing (since 28 Sep 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 May 2021)
    • CF30 Customer (13 Aug 2012 to 26 May 2021)
    • CF1 Director (AR) (13 Aug 2012 to 26 May 2021)
  • Willgrass Wealth Management Ltd (no longer approved here)

    FRN 586195

    • Employed By (13 Aug 2012 to 26 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.