Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2025)
    • CF1 Director (AR) (since 11 Feb 2025)
    • CF30 Customer (since 11 Feb 2025)
    • Employed By (since 11 Feb 2025)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • Appointed representative dealing with clients for which they require qualification (17 Mar 2021 to 10 Jan 2025)
    • CF30 Customer (17 Mar 2021 to 10 Jan 2025)
    • [FCA CF] Client dealing (17 Mar 2021 to 10 Jan 2025)
  • Tavistock Chater Allan LLP (no longer approved here)

    FRN 945082

    • (1)Employed By (17 Mar 2021 to 10 Jan 2025)
  • Simon J Lander & Co. Ltd (no longer approved here)

    FRN 133616

    • (4)Employed By (12 Jan 2005 to 23 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.