TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Dean Nicholas Freer

  IRN DNF01011

  • CF30 Customer (4 Apr 2012 to 28 Dec 2012)
• Derek Barton

  IRN DXB85921

  • [FCA CF] Client dealing (12 May 2023 to 30 Jul 2025)
  • [FCA CF] Functions requiring qualifications (12 May 2023 to 30 Jul 2025)
• Dominic Giovannini

  IRN DXG00173

  • [FCA CF] Client dealing (7 Feb 2025 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (7 Feb 2025 to 13 Mar 2026)
• Ellen Hyslop

  IRN EXH00239

  • [FCA CF] Functions requiring qualifications (2 May 2025 to 13 Mar 2026)
  • [FCA CF] Client dealing (2 May 2025 to 13 Mar 2026)
• Fiona Brown

  IRN FTB00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (4 Nov 2016 to 8 Dec 2019)
• Frances Whittingham

  IRN FSW00001

  • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 13 Mar 2026)
  • [FCA CF] Client dealing (15 Nov 2021 to 13 Mar 2026)
• Freddie Ansah

  IRN FXA14598

  • [FCA CF] Client dealing (25 Nov 2024 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (25 Nov 2024 to 13 Mar 2026)
• Frederick Francieco Gayle

  IRN FXG00009

  • [FCA CF] Client dealing (25 Oct 2024 to 31 Aug 2025)
  • [FCA CF] Functions requiring qualifications (25 Oct 2024 to 31 Aug 2025)
• Gareth Alan Gosling

  IRN GAG00020

  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (17 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 17 Mar 2005)
• Gary Mark Smith

  IRN GMS00050

  • [FCA CF] Functions requiring qualifications (24 Oct 2024 to 23 Jan 2025)
  • [FCA CF] Client dealing (24 Oct 2024 to 23 Jan 2025)

No changes recorded yet.