Frances Whittingham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (15 Nov 2021 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 13 Mar 2026)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Nov 2021)
    • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (30 Mar 2016 to 19 Apr 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (16 Sep 2013 to 26 Nov 2014)
    • CF21 Investment Adviser (16 Dec 2004 to 30 Sep 2005)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Jun 2010 to 22 May 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 26 Apr 2010)
    • CF21 Investment Adviser (8 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2006 to 8 Dec 2006)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (92)Employed By (20 Feb 2007 to 26 Apr 2010)
  • Three Counties Limited (no longer approved here)

    FRN 145005

    • CF21 Investment Adviser (12 Oct 2005 to 2 Jun 2006)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Dec 2004)
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Recent activity

Updates to this individual's record on the FCA register.

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