Frances Whittingham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Dec 2004)
Sterling & Law Limited (no longer approved here)
FRN 184040
- (11)Employed By (10 Dec 2002 to 5 May 2003)
West Bromwich Building Society (no longer approved here)
FRN 104877
- CF22 Investment Adviser (Trainee) (12 Jun 2002 to 30 Aug 2002)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.