Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
    • CF30 Customer (since 23 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (22 Dec 2020 to 30 Apr 2022)
    • CF30 Customer (23 Nov 2020 to 30 Apr 2022)
    • (17)Employed By (since 23 Jul 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (25 Oct 2024 to 31 Aug 2025)
    • [FCA CF] Functions requiring qualifications (25 Oct 2024 to 31 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (24 Jun 2022 to 31 May 2024)
    • CF30 Customer (7 Apr 2022 to 31 May 2024)
  • Fortem Financial Management Limited (no longer approved here)

    FRN 773709

    • (3)Employed By (7 Apr 2022 to 31 May 2024)
  • Kalon Financial Ltd (no longer approved here)

    FRN 929444

    • (10)Employed By (23 Nov 2020 to 31 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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