Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Nov 2025 to 1 Jan 2026)
- [FCA CF] Client dealing (1 Nov 2025 to 1 Jan 2026)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
- CF30 Customer (4 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (15 Sep 2016 to 2 Nov 2016)
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- CF21 Investment Adviser (18 May 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Jul 2005 to 18 May 2006)
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- CF21 Investment Adviser (18 May 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Jul 2005 to 18 May 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.