Gary Mark Smith

• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • [FCA CF] Client dealing (5 Dec 2025 to 19 Mar 2026)
  • [FCA CF] Functions requiring qualifications (5 Dec 2025 to 19 Mar 2026)
• ORCHARD FINANCIAL MANAGEMENT LIMITED (no longer approved here)

  FRN 229317

  • [FCA CF] Functions requiring qualifications (14 Mar 2025 to 6 Jun 2025)
  • [FCA CF] Client dealing (14 Mar 2025 to 6 Jun 2025)
• TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

  FRN 230342

  • [FCA CF] Client dealing (24 Oct 2024 to 23 Jan 2025)
  • [FCA CF] Functions requiring qualifications (24 Oct 2024 to 23 Jan 2025)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Mar 2024)
  • CF30 Customer (2 Apr 2015 to 26 Mar 2024)
• Bradnam Wealth Management (UK) Limited (no longer approved here)

  FRN 511125

  • Employed By (25 Mar 2015 to 26 Mar 2024)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2004)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

No changes recorded yet.