TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Samuel Donovan

  IRN SXD01560

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
• Sarah Shaw

  IRN SLS01075

  • CF30 Customer (16 Oct 2012 to 25 Oct 2013)
• Sebastian Van Mook

  IRN SXV00032

  • CF30 Customer (18 Mar 2013 to 14 Jun 2019)
• Shaun O'Leary

  IRN SVO01009

  • CF1 Director (6 Dec 2016 to 4 Jul 2017)
  • CF10 Compliance Oversight (17 Nov 2016 to 4 Jul 2017)
  • CF11 Money Laundering Reporting (17 Nov 2016 to 4 Jul 2017)
• Simon Glanville

  IRN SPG00022

  • [FCA CF] Manager of certification employee (25 Apr 2023 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
• Sonja Selby

  IRN SXS02430

  • [FCA CF] Functions requiring qualifications (2 May 2025 to 13 Mar 2026)
  • [FCA CF] Client dealing (2 May 2025 to 13 Mar 2026)
• Spencer Tovey

  IRN SPT00018

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Feb 2006 to 25 Jul 2006)
• Stacy Coldicott

  IRN SXC02992

  • [FCA CF] Functions requiring qualifications (6 Mar 2020 to 13 Mar 2026)
  • [FCA CF] Client dealing (6 Mar 2020 to 13 Mar 2026)
• Stephen Gordon

  IRN SCG00014

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (10 Jan 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
• Stephen Hubbuck

  IRN SXH11004

  • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 13 Mar 2026)
  • [FCA CF] Client dealing (2 Sep 2024 to 13 Mar 2026)

No changes recorded yet.