Sarah Shaw

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society

    FRN 106078

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Jul 2020)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • CF30 Customer (16 Oct 2012 to 25 Oct 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Oct 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.