Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (6 Mar 2020 to 13 Mar 2026)
    • [FCA CF] Client dealing (6 Mar 2020 to 13 Mar 2026)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2020)
    • CF30 Customer (10 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.