Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (2 May 2025 to 13 Mar 2026)
    • [FCA CF] Client dealing (2 May 2025 to 13 Mar 2026)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • CF30 Customer (3 Nov 2010 to 8 May 2025)
  • Financial Planning For Professionals Limited (no longer approved here)

    FRN 523366

    • (17)Employed By (3 Nov 2010 to 8 May 2025)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF30 Customer (18 Jun 2009 to 14 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Financial Planning For Professionals Limited

  2. controlled function added: (17)Employed By at Financial Planning For Professionals Limited