TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Stephen Leighton

  IRN SXL01563

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2020)
  • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
• Stephen Paul Humphries

  IRN SPH00043

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2020)
  • CF30 Customer (15 Jul 2014 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 25 Jul 2006)
• Stephen Williams

  IRN SJW00018

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
• Steven Alan Thomas

  IRN SAT00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
  • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
• Steven Ellis

  IRN SJE01077

  • [FCA CF] Functions requiring qualifications (2 Feb 2023 to 13 Mar 2026)
  • [FCA CF] Client dealing (2 Feb 2023 to 13 Mar 2026)
• Steven Hall

  IRN SXH00058

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2024)
  • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
• Steven Kay

  IRN SJK00021

  • CF30 Customer (20 Nov 2017 to 28 Dec 2018)
• Stuart David Kerrod

  IRN SDK01048

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2020)
  • CF30 Customer (29 Nov 2016 to 8 Dec 2019)
• Stuart Millichip

  IRN SDM00048

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Apr 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 26 Apr 2004)
• Suresh Sreedharan

  IRN SXS03065

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (8 Aug 2018 to 8 Dec 2019)

No changes recorded yet.