Stuart David Kerrod

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2020)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jun 2020)
    • CF30 Customer (29 Nov 2016 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Nov 2014 to 1 Aug 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 10 Jun 2013)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (14 Nov 2011 to 31 Dec 2012)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (237)Employed By (13 Oct 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.