Steven Alan Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.