TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Nicholas Maughan

  IRN NEM00010

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (10 Apr 2012 to 8 Dec 2019)
• Nicholas Paul Munnings

  IRN NPM00002

  • CF30 Customer (1 Nov 2007 to 7 May 2008)
  • CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 29 Mar 2004)
• Nila Mistry

  IRN NNM00001

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• Oliver Charles Hewardine Cooke

  IRN OCC01007

  • SMF3 Executive Director (9 Dec 2019 to 13 Apr 2023)
  • CF1 Director (19 May 2016 to 8 Dec 2019)
• Paul Cox

  IRN PDC01162

  • [FCA CF] Manager of certification employee (11 Apr 2025 to 13 Mar 2026)
  • [FCA CF] Client dealing (14 Mar 2023 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (14 Mar 2023 to 13 Mar 2026)
• Paul Dominguez

  IRN PXD01687

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (5 May 2011 to 8 Dec 2019)
• Paul Jonathan Shackleton

  IRN PJS00168

  • [FCA CF] Client dealing (11 Jun 2021 to 24 Feb 2026)
  • [FCA CF] Functions requiring qualifications (11 Jun 2021 to 24 Feb 2026)
• Paul Kemsley

  IRN PJK01107

  • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 13 Mar 2026)
  • [FCA CF] Client dealing (30 Jun 2025 to 13 Mar 2026)
  • [FCA CF] Manager of certification employee (30 Jun 2025 to 13 Mar 2026)
• Paul McDonald

  IRN PXM00160

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (28 Nov 2016 to 8 Dec 2019)
• Paul Simon Smith

  IRN PSS00031

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2024)
  • CF30 Customer (22 May 2012 to 8 Dec 2019)

No changes recorded yet.