Paul Simon Smith

• TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

  FRN 230342

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2024)
  • CF30 Customer (22 May 2012 to 8 Dec 2019)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (1 Jul 2011 to 12 Apr 2012)
• Campbell Martin Ltd (no longer approved here)

  FRN 402675

  • Employed By (18 Oct 2004 to 21 Jun 2005)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (24 Sep 2003 to 21 Jun 2005)
  • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 24 Sep 2003)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF21 Investment Adviser (24 Sep 2003 to 21 Jun 2005)
  • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 24 Sep 2003)
• Gwent & Forest Mortgage Centre (no longer approved here)

  FRN 200937

  • Employed By (19 May 2003 to 18 Oct 2004)
• Passward Financial Planning (no longer approved here)

  FRN 193979

  • Employed By (29 Apr 2002 to 19 May 2003)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2001)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2001)
• Scottish Widows Administration Services Limited (no longer approved here)

  FRN 139398

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2001)

No changes recorded yet.