Paul Kemsley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 13 Mar 2026)
    • [FCA CF] Client dealing (30 Jun 2025 to 13 Mar 2026)
    • [FCA CF] Manager of certification employee (30 Jun 2025 to 13 Mar 2026)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 May 2025)
    • CF30 Customer (5 Nov 2013 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (18 Jun 2008 to 8 Oct 2012)
  • Independent Professional Investments Limited (no longer approved here)

    FRN 460510

    • CF30 Customer (1 Nov 2007 to 31 May 2008)
    • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 31 Oct 2007)
  • Independent Professional Investments Limited (no longer approved here)

    FRN 173352

    • (2)Employed By (16 Nov 2005 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.