Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
  • Saltus Partnership Limited (no longer approved here)

    FRN 554381

    • [FCA CF] Functions requiring qualifications (1 Nov 2025 to 24 Feb 2026)
    • [FCA CF] Client dealing (1 Nov 2025 to 24 Feb 2026)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (11 Jun 2021 to 24 Feb 2026)
    • [FCA CF] Client dealing (11 Jun 2021 to 24 Feb 2026)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (29 Apr 2016 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 27 Apr 2016)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (26 May 2010 to 10 Dec 2012)
  • CULVER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 114852

    • CF30 Customer (2 Jul 2009 to 18 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.