Paul Cox

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Manager of certification employee (11 Apr 2025 to 13 Mar 2026)
    • [FCA CF] Client dealing (14 Mar 2023 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (14 Mar 2023 to 13 Mar 2026)
  • Pure Wealth Management Limited (no longer approved here)

    FRN 826357

    • [FCA CF] Manager of certification employee (17 Mar 2021 to 31 Jul 2023)
    • [FCA CF] Client dealing (17 Mar 2021 to 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 31 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2023)
    • CF11 Money Laundering Reporting (21 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (21 Nov 2019 to 2 Mar 2023)
    • CF10 Compliance Oversight (21 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
    • CF1 Director (13 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.