Tabula Investment Management Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

  Web

  http://www.jhetf.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +4402078181818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karen Gabay

  IRN KXG01105

  • CF30 Customer (1 Nov 2021 to 14 Oct 2022)
• Kenneth Barner-Rasmussen

  IRN KXB01665

  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Leyton Page

  IRN LJP01089

  • [FCA CF] Client dealing (since 23 Mar 2020)
  • CF30 Customer (21 Nov 2019 to 8 Dec 2019)
• Lotfi Ladjemi

  IRN LXL01248

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2021)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Markus Lander

  IRN MXL01395

  • [FCA CF] Client dealing (1 Nov 2022 to 16 Aug 2024)
• Michael John Eagleton Lytle

  IRN MJL01136

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (1 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2019 to 18 Jul 2019)
  • CF1 Director (1 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Nikitas Kouppas

  IRN NXK00229

  • CF30 Customer (5 Aug 2024 to 31 Oct 2024)
  • [FCA CF] Client dealing (24 Mar 2023 to 4 Feb 2025)
• Peter Merriman

  IRN PXM00428

  • [FCA CF] Client dealing (26 Nov 2021 to 10 Jun 2022)
• Rajiv Dhown

  IRN RXD01148

  • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
• Rhys Petheram

  IRN RXP01530

  • [FCA CF] Client dealing (since 22 Jul 2024)
  • [FCA CF] Material risk taker (since 22 Jul 2024)
  • [FCA CF] Manager of certification employee (since 22 Jul 2024)

• Tabula Capital Limited (no longer appointed)

  FRN 942967 · Appointed 14 Jan 2021 · Until 31 Oct 2024

No changes recorded yet.