Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2019 to 18 Jul 2019)
    • CF3 Chief Executive (1 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Cheyne Capital Management (UK) LLP (no longer approved here)

    FRN 456864

    • CF1 Director (AR) (24 May 2018 to 1 Nov 2019)
    • CF30 Customer (24 May 2018 to 1 Nov 2019)
    • CF3 Chief Executive (AR) (9 May 2018 to 1 Nov 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 23 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.