Tabula Investment Management Limited

Date authorised
1 November 2019
Companies House
11286661
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    201 Bishopsgate
    London
    EC2M 3AE
    UNITED KINGDOM
    Phone
    +4402078181818
    Web
    http://www.jhetf.com

  • Complaints Contact

    201 Bishopsgate
    London
    EC2M 3AE
    UNITED KINGDOM
    Phone
    +4402078181818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin Alexander Grant

    IRN RAG01119

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2021)
    • CF11 Money Laundering Reporting (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (1 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2019 to 8 Dec 2019)
  • Silvia Della Foglia

    IRN SXD01221

    • [FCA CF] Client dealing (31 Mar 2022 to 28 Jul 2023)
  • Sophia Luisa Vanco

    IRN SLV01014

    • CF30 Customer (29 Dec 2021 to 29 Apr 2022)
  • Stefan Garcia

    IRN SXG01658

    • [FCA CF] Client dealing (since 1 Dec 2020)
  • Sunil Rajan

    IRN SXR23424

    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
  • Thomas Parsons

    IRN TXP00405

    • [FCA CF] Client dealing (since 27 Nov 2025)
  • William Timothee Owen Jones

    IRN WXJ00048

    • [FCA CF] Client dealing (1 Nov 2023 to 16 Jan 2025)
  • Woon Young Kim

    IRN WXK17956

    • [FCA CF] Client dealing (since 27 Apr 2022)
  • Zeeshan Kanji

    IRN ZXK01017

    • SMF3 Executive Director (since 15 Jan 2022)
    • SMF16 Compliance Oversight (15 Jan 2022 to 1 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jan 2022 to 1 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.