Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tabula Investment Management Limited (no longer approved here)

    FRN 837444

    • [FCA CF] Client dealing (31 Mar 2022 to 28 Jul 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.