Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Nov 2022 to 16 Aug 2024)
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- [FCA CF] Material risk taker (6 Oct 2019 to 10 Feb 2022)
- [FCA CF] Client dealing (6 Oct 2019 to 10 Feb 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 3 May 2019)
- CF30 Customer (21 Mar 2011 to 6 Mar 2016)
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- CF30 Customer (27 Apr 2010 to 25 Nov 2010)
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- CF30 Customer (2 Jun 2008 to 7 Apr 2009)
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- CF30 Customer (2 Jun 2008 to 7 Apr 2009)
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- CF30 Customer (1 Nov 2007 to 7 Apr 2009)
- CF21 Investment Adviser (13 Jan 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (26 Nov 2002 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.