Rajiv Dhown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tabula Investment Management Limited (no longer approved here)
FRN 837444
- CF30 Customer (8 Nov 2019 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (6 Apr 2010 to 24 Mar 2015)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (6 Apr 2010 to 24 Mar 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (21 Nov 2008 to 30 Sep 2009)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (14 Aug 2003 to 1 Jul 2005)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.