Sturgeon Ventures LLP

Watch for changes

FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Dahlia Judith Dana
IRN DJD01109
- CF30 Customer (30 Dec 2017 to 7 Jul 2023)
- CF1 Director (AR) (30 Dec 2017 to 7 Jul 2023)
Dale Melvyn Briscoe
IRN DMB01124
- CF1 Director (AR) (20 Dec 2007 to 15 Sep 2008)
- CF30 Customer (1 Nov 2007 to 11 Mar 2009)
- CF27 Investment Management (28 Aug 2007 to 31 Oct 2007)
Damian Ernest Mould
IRN DEM01102
- CF4 Partner (AR) (26 Apr 2017 to 5 Jun 2024)
- CF30 Customer (26 Apr 2017 to 5 Jun 2024)
Damien Loveday
IRN DXL01344
- CF1 Director (AR) (since 23 Mar 2023)
- CF30 Customer (since 14 Mar 2023)
Damien Wai-Sung Lui
IRN DXL00116
- [FCA CF] Client dealing (since 22 Dec 2020)
- [FCA CF] Material risk taker (22 Dec 2020 to 17 Oct 2023)
Damon Charles Cooper
IRN DCC00029
- CF30 Customer (25 Nov 2010 to 21 Apr 2011)
Dan Mark Lacey
IRN DXL00236
- CF30 Customer (since 2 Jun 2025)
Daniel Dalah
IRN DXD01361
- CF1 Director (AR) (18 Nov 2015 to 19 Nov 2015)
- CF30 Customer (18 Nov 2015 to 31 Jan 2022)
Daniel Eric Logue
IRN DEL01051
- CF30 Customer (13 Sep 2010 to 21 Dec 2011)
Daniel Fields
IRN DXF01493
- CF1 Director (AR) (20 Aug 2019 to 20 Jun 2022)
- CF30 Customer (20 Aug 2019 to 20 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ascension Ventures Limited (no longer appointed)
FRN 568418 · Appointed 22 May 2012 · Until 27 Feb 2014
Rochester Strategy LLP (no longer appointed)
FRN 580385 · Appointed 30 Apr 2012 · Until 10 Dec 2012
Valmer Capital Limited (no longer appointed)
FRN 580181 · Appointed 25 Apr 2012 · Until 1 May 2012
Zolfo Cooper Capital Management UK LLP (no longer appointed)
FRN 580182 · Appointed 25 Apr 2012 · Until 31 May 2018
Level E Capital Limited (no longer appointed)
FRN 579840 · Appointed 19 Apr 2012 · Until 6 Mar 2014
Baudot Private Office Ltd (no longer appointed)
FRN 579130 · Appointed 5 Apr 2012 · Until 16 Jun 2017
Brooksbridge Capital LLP (no longer appointed)
FRN 576345 · Appointed 1 Mar 2012 · Until 21 Nov 2016 · Tied agent
Affinity Capital Limited (no longer appointed)
FRN 568310 · Appointed 8 Nov 2011 · Until 27 Oct 2017
Clerkenwell Capital Ltd (no longer appointed)
FRN 564972 · Appointed 20 Sep 2011 · Until 4 May 2021 · Tied agent
Oval Investments Limited (no longer appointed)
FRN 554116 · Appointed 22 Jun 2011 · Until 25 Aug 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.