Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sturgeon Ventures LLP
FRN 452811
- CF1 Director (AR) (since 23 Mar 2023)
- CF30 Customer (since 14 Mar 2023)
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KAYNE ANDERSON CAPITAL ADVISORS UK LTD
FRN 993191
- (2)Employed By (since 14 Mar 2023)
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- [FCA CF] Client dealing (10 Dec 2019 to 20 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Feb 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (6 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (17 Oct 2013 to 9 Sep 2016)
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- CF30 Customer (2 Apr 2009 to 9 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.