Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Proprietary trader (since 7 Feb 2022)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (18 Nov 2015 to 31 Jan 2022)
    • CF1 Director (AR) (18 Nov 2015 to 19 Nov 2015)
  • DC Advisors Ltd (no longer approved here)

    FRN 709970

    • (1)Employed By (18 Nov 2015 to 31 Jan 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 5 Nov 2010)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 5 Nov 2010)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (3 Nov 2005 to 11 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.