Atom Capital Limited

• Principal Place of Business

  Suite 4

  London

  Westminster

  NW8 9JH

  UNITED KINGDOM

  Phone

  +442076599900

• Complaints Contact

  Suite 4

  London

  Westminster

  NW8 9JH

  UNITED KINGDOM

  Phone

  +442076599900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ALEXANDROS Rammos

  IRN AXR02641

  • SMF16 Compliance Oversight (since 6 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Dec 2024)
• Ajay Soni

  IRN AXS01416

  • CF30 Customer (25 Nov 2010 to 10 Aug 2011)
• Anu Choraria

  IRN AXC01324

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Proprietary trader (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Apr 2008 to 8 Dec 2019)
  • CF3 Chief Executive (2 Apr 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Apr 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Apr 2008 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2008 to 8 Dec 2019)
• Atul Chandra Bajpai

  IRN AXB01409

  • CF30 Customer (9 Nov 2010 to 10 Aug 2011)
• Christopher Allan Sayers

  IRN CAS01107

  • CF30 Customer (5 Jun 2008 to 1 Jun 2009)
• Daniel Dalah

  IRN DXD01361

  • [FCA CF] Proprietary trader (since 7 Feb 2022)
• Frederic Aldo Simkin

  IRN FAS01012

  • CF30 Customer (12 Mar 2009 to 11 Jul 2011)
• Jan De Ridder Ralph

  IRN JDR01056

  • CF30 Customer (23 Jun 2014 to 18 Dec 2014)
• Jeyla Shahverdiyeva

  IRN JXS03232

  • CF30 Customer (14 May 2015 to 8 Dec 2019)
• John Kenneth Butler

  IRN JKB01046

  • CF1 Director (19 Jul 2011 to 22 Sep 2015)
  • CF30 Customer (15 Jun 2010 to 22 Sep 2015)

• Var Capital Limited (no longer appointed)

  FRN 716102 · Appointed 7 Sep 2015 · Until 12 Feb 2016

• CedarBridge Capital Management LLP (no longer appointed)

  FRN 534805 · Appointed 1 Nov 2010 · Until 5 Nov 2010

No changes recorded yet.