Frederic Aldo Simkin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (19 Aug 2011 to 30 Apr 2012)
Atom Capital Limited (no longer approved here)
FRN 476468
- CF30 Customer (12 Mar 2009 to 11 Jul 2011)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF21 Investment Adviser (18 May 2005 to 21 Aug 2006)
Mizuho International plc (no longer approved here)
FRN 119256
- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.