Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LiveMore Capital Limited (no longer approved here)

    FRN 820578

    • CF2 Non Executive Director (20 Aug 2019 to 8 Dec 2019)
  • Atom Capital Limited (no longer approved here)

    FRN 476468

    • CF30 Customer (9 Nov 2010 to 10 Aug 2011)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Nov 2007 to 5 Mar 2009)
    • CF1 Director (10 May 2006 to 5 Mar 2009)
    • CF8 Apportionment and Oversight (10 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (10 May 2006 to 5 Mar 2009)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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