Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 May 2016 to 8 Dec 2019)
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- CF30 Customer (18 Oct 2012 to 22 Jun 2015)
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- CF30 Customer (1 Sep 2012 to 12 Oct 2012)
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- CF30 Customer (5 Jun 2008 to 1 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
- CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Feb 2006 to 9 Nov 2006)
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- CF21 Investment Adviser (28 Jun 2005 to 28 Oct 2005)
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- CF21 Investment Adviser (17 Mar 2004 to 4 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.