Salix Capital (UK) Limited

• Principal Place of Business

  36th Floor, 8 Bishopsgate

  -

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• Complaints Contact

  36th Floor, 8 Bishopsgate,

  -

  London

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in 'rights to or interests in investments (security)' and 'rights to or interests in investments (contractually based investment)' is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• AMANDA LOCKE

  IRN AXL02236

  • CF28 Systems and controls (23 Aug 2017 to 15 Dec 2017)
• Aled Rhys Jenkins

  IRN ARJ01076

  • CF30 Customer (8 Dec 2015 to 5 Jun 2018)
• Alexander Selby Homer

  IRN ASH01110

  • [FCA CF] Client dealing (7 Feb 2023 to 23 Mar 2023)
  • Appointed representative dealing with clients for which they require qualification (7 Sep 2020 to 23 Mar 2023)
• Alexandra Kloss

  IRN AXK01162

  • CF30 Customer (25 Jul 2014 to 10 Apr 2015)
• Andrew Charles Waite

  IRN ACW01087

  • CF30 Customer (18 Dec 2015 to 26 Jun 2019)
• Arash Mahdavi

  IRN AXM02541

  • CF30 Customer (15 Jan 2013 to 6 Nov 2013)
• BENJAMIN REGINALD Manners

  IRN BRM01028

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2023)
  • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
• Bernard Robert Thompson

  IRN BRT01024

  • CF30 Customer (5 Feb 2013 to 30 May 2014)
• Bradley Ryan Burke

  IRN BRB01044

  • CF29 Significant management (9 Nov 2015 to 8 Dec 2019)
• Christopher Allan Sayers

  IRN CAS01107

  • CF30 Customer (18 Oct 2012 to 22 Jun 2015)

• MCGUIGAN COMMODITY GROUP LIMITED (no longer appointed)

  FRN 933609 · Appointed 7 Sep 2020 · Until 17 Mar 2023 · Tied agent

• Salix Capital FDFX Limited (no longer appointed)

  FRN 600890 · Appointed 10 May 2013 · Until 23 Mar 2018

• Salix Capital Advisors LLP (no longer appointed)

  FRN 600429 · Appointed 1 May 2013 · Until 18 Dec 2015

No changes recorded yet.