Salix Capital (UK) Limited

• Principal Place of Business

  36th Floor, 8 Bishopsgate

  -

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• Complaints Contact

  36th Floor, 8 Bishopsgate,

  -

  London

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in 'rights to or interests in investments (security)' and 'rights to or interests in investments (contractually based investment)' is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Damian John McCarthy

  IRN DJM01289

  • CF30 Customer (24 Jan 2013 to 31 Jul 2013)
• Dana Riazi Nejad

  IRN DXR01882

  • CF30 Customer (5 Jan 2016 to 12 Jun 2017)
• David Kenneth Grundy

  IRN DKG01008

  • CF30 Customer (29 Oct 2015 to 8 Dec 2019)
• Dev Singh Sahai

  IRN DSS01111

  • CF30 Customer (26 Aug 2014 to 2 Jan 2015)
• Elliott Allon Green

  IRN EAG01048

  • CF30 Customer (18 Dec 2015 to 8 Sep 2017)
• FINTAN DAVID HODDY

  IRN FDH01011

  • CF28 Systems and controls (14 Nov 2016 to 12 Jun 2017)
• Francis Thomas James Heagney

  IRN FTH01004

  • CF30 Customer (2 Dec 2013 to 22 Jun 2015)
• Fraser David Danbury

  IRN FDD00002

  • CF4 Partner (AR) (5 Feb 2014 to 30 Sep 2015)
  • CF30 Customer (12 Oct 2012 to 6 Mar 2018)
  • CF3 Chief Executive (12 Oct 2012 to 12 Oct 2015)
  • CF11 Money Laundering Reporting (12 Oct 2012 to 4 Jul 2016)
  • CF10 Compliance Oversight (12 Oct 2012 to 4 Jul 2016)
  • CF1 Director (12 Oct 2012 to 13 Nov 2015)
• Gemma Louise Dick

  IRN GLD01033

  • CF30 Customer (22 Nov 2013 to 8 Dec 2019)
• Iain Charles Davis

  IRN LCD01038

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Aug 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Aug 2022)
  • CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)

• MCGUIGAN COMMODITY GROUP LIMITED (no longer appointed)

  FRN 933609 · Appointed 7 Sep 2020 · Until 17 Mar 2023 · Tied agent

• Salix Capital FDFX Limited (no longer appointed)

  FRN 600890 · Appointed 10 May 2013 · Until 23 Mar 2018

• Salix Capital Advisors LLP (no longer appointed)

  FRN 600429 · Appointed 1 May 2013 · Until 18 Dec 2015

No changes recorded yet.