Francis Thomas James Heagney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 1 Sep 2021)
- [FCA CF] Manager of certification employee (since 1 Sep 2021)
- CF30 Customer (20 May 2016 to 8 Dec 2019)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (20 May 2016 to 8 Dec 2019)
Salix Capital (UK) Limited (no longer approved here)
FRN 583141
- CF30 Customer (2 Dec 2013 to 22 Jun 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (16 Nov 2010 to 23 Nov 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.