Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (19 Mar 2015 to 6 Mar 2018)
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- CF4 Partner (AR) (5 Feb 2014 to 30 Sep 2015)
- CF10 Compliance Oversight (12 Oct 2012 to 4 Jul 2016)
- CF1 Director (12 Oct 2012 to 13 Nov 2015)
- CF11 Money Laundering Reporting (12 Oct 2012 to 4 Jul 2016)
- CF3 Chief Executive (12 Oct 2012 to 12 Oct 2015)
- CF30 Customer (12 Oct 2012 to 6 Mar 2018)
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- CF1 Director (AR) (20 Apr 2012 to 12 Oct 2012)
- CF30 Customer (20 Mar 2012 to 12 Oct 2012)
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- CF30 Customer (7 Jul 2009 to 24 Mar 2011)
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- CF30 Customer (7 Jul 2009 to 24 Mar 2011)
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- CF21 Investment Adviser (13 Sep 2002 to 8 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.