Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • CF30 Customer (19 Mar 2015 to 6 Mar 2018)
  • Salix Capital (UK) Limited (no longer approved here)

    FRN 583141

    • CF4 Partner (AR) (5 Feb 2014 to 30 Sep 2015)
    • CF10 Compliance Oversight (12 Oct 2012 to 4 Jul 2016)
    • CF1 Director (12 Oct 2012 to 13 Nov 2015)
    • CF11 Money Laundering Reporting (12 Oct 2012 to 4 Jul 2016)
    • CF3 Chief Executive (12 Oct 2012 to 12 Oct 2015)
    • CF30 Customer (12 Oct 2012 to 6 Mar 2018)
  • Cassian Capital LLP (no longer approved here)

    FRN 210441

    • CF1 Director (AR) (20 Apr 2012 to 12 Oct 2012)
    • CF30 Customer (20 Mar 2012 to 12 Oct 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (7 Jul 2009 to 24 Mar 2011)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (7 Jul 2009 to 24 Mar 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (13 Sep 2002 to 8 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.