Iain Charles Davis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Private Office Limited

    FRN 188536

    • SMF16 Compliance Oversight (since 5 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2025)
  • Sigma Broking Limited

    FRN 485362

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Sep 2025)
    • SMF16 Compliance Oversight (since 4 Sep 2025)
  • Sporting Index Limited (no longer approved here)

    FRN 150404

    • SMF16 Compliance Oversight (6 Nov 2023 to 2 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Nov 2023 to 2 Mar 2025)
  • Spreadex Limited (no longer approved here)

    FRN 190941

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2023 to 2 Mar 2025)
    • SMF16 Compliance Oversight (14 Apr 2023 to 2 Mar 2025)
  • Salix Capital (UK) Limited (no longer approved here)

    FRN 583141

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Aug 2022)
    • CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)
  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Aug 2022)
    • CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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