Salix Capital (UK) Limited

• Principal Place of Business

  36th Floor, 8 Bishopsgate

  -

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• Complaints Contact

  36th Floor, 8 Bishopsgate,

  -

  London

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in 'rights to or interests in investments (security)' and 'rights to or interests in investments (contractually based investment)' is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• JAMES ALAN BARNARD

  IRN JAB01596

  • CF28 Systems and controls (25 Apr 2016 to 8 Dec 2019)
• JOSEPH PATRICK BUTTON

  IRN JPB01332

  • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
• James David Hilton

  IRN JDH01235

  • CF30 Customer (4 Feb 2016 to 8 Apr 2016)
• Jayraj Chokshi

  IRN JXC02397

  • CF30 Customer (14 Oct 2014 to 17 Dec 2014)
• Jeremy Charles Hale

  IRN JCH01099

  • CF30 Customer (31 Jul 2014 to 30 Jun 2015)
• Jonathan Paul Ratcliffe

  IRN JPR01070

  • CF3 Chief Executive (AR) (19 Feb 2014 to 16 Jan 2018)
  • CF1 Director (AR) (19 Feb 2014 to 16 Jan 2018)
  • CF4 Partner (AR) (13 Feb 2014 to 30 Sep 2015)
  • CF30 Customer (12 Oct 2012 to 8 Dec 2019)
  • CF1 Director (12 Oct 2012 to 13 Nov 2015)
• Jonathan William Glassberg

  IRN JWG01039

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (13 Nov 2015 to 8 Dec 2019)
• Kevin Stephen Pritchard

  IRN KSP01036

  • CF30 Customer (18 Nov 2015 to 5 Jun 2018)
• Kroum Raytchev Sourov

  IRN KRS01071

  • CF30 Customer (11 Aug 2014 to 30 Jun 2015)
• Marc Christopher Messina

  IRN MCM01158

  • CF30 Customer (6 Mar 2013 to 12 Jun 2013)

• MCGUIGAN COMMODITY GROUP LIMITED (no longer appointed)

  FRN 933609 · Appointed 7 Sep 2020 · Until 17 Mar 2023 · Tied agent

• Salix Capital FDFX Limited (no longer appointed)

  FRN 600890 · Appointed 10 May 2013 · Until 23 Mar 2018

• Salix Capital Advisors LLP (no longer appointed)

  FRN 600429 · Appointed 1 May 2013 · Until 18 Dec 2015

No changes recorded yet.