Salix Capital (UK) Limited

• Principal Place of Business

  36th Floor, 8 Bishopsgate

  -

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• Complaints Contact

  36th Floor, 8 Bishopsgate,

  -

  London

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442078589486

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in 'rights to or interests in investments (security)' and 'rights to or interests in investments (contractually based investment)' is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Garrett Prendiville

  IRN MGP01050

  • CF30 Customer (10 Jun 2014 to 31 Oct 2014)
• Mark Hicks

  IRN MJH01587

  • CF30 Customer (15 Dec 2016 to 8 Nov 2017)
• Martin Hlusek

  IRN MXH01515

  • CF30 Customer (10 Nov 2015 to 8 Dec 2019)
• Matthew Barry Norways

  IRN MBN01005

  • CF30 Customer (9 Jan 2017 to 11 Jan 2017)
• Matthew David John Evans

  IRN MDE01031

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2023)
  • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
• Nathan Naseem Gleeson

  IRN NNG01004

  • CF30 Customer (16 Oct 2014 to 30 Jun 2015)
• Nicholas Toby Mansell Bolton

  IRN NTB01035

  • CF30 Customer (13 Mar 2015 to 10 Jun 2016)
• Pari Rajkotia Lake

  IRN PXR01240

  • CF30 Customer (12 Nov 2015 to 30 Jun 2016)
• Paul Anthony Snell

  IRN PAS01152

  • SMF16 Compliance Oversight (since 21 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Feb 2025)
• Peter Joseph McConnon

  IRN PJM01229

  • CF30 Customer (15 Apr 2013 to 29 Sep 2014)

• MCGUIGAN COMMODITY GROUP LIMITED (no longer appointed)

  FRN 933609 · Appointed 7 Sep 2020 · Until 17 Mar 2023 · Tied agent

• Salix Capital FDFX Limited (no longer appointed)

  FRN 600890 · Appointed 10 May 2013 · Until 23 Mar 2018

• Salix Capital Advisors LLP (no longer appointed)

  FRN 600429 · Appointed 1 May 2013 · Until 18 Dec 2015

No changes recorded yet.