Pari Rajkotia Lake

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Salix Capital (UK) Limited (no longer approved here)

    FRN 583141

    • CF30 Customer (12 Nov 2015 to 30 Jun 2016)
  • Ox Global Investments Ltd (no longer approved here)

    FRN 564570

    • CF10 Compliance Oversight (4 Jan 2012 to 15 Oct 2012)
    • CF1 Director (4 Jan 2012 to 15 Oct 2012)
    • CF11 Money Laundering Reporting (4 Jan 2012 to 15 Oct 2012)
    • CF28 Systems and controls (9 Nov 2011 to 15 Oct 2012)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.