Ox Global Investments Ltd

Date authorised
1 April 2013
Companies House
06884280
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central House
    Office Suite 4.05 & 4.06
    1 Ballards Lane
    Finchley
    London
    N3 1LQ
    UNITED KINGDOM
    Phone
    +442071931097
    Web
    https://www.oxglobalinvestments.com

  • Complaints Contact

    Central House
    Office Suite 4.05 & 4.06
    1 Ballards Lane
    Finchley
    London
    N3 1LQ
    UNITED KINGDOM
    Phone
    +442071931097

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Norio Sano

    IRN CNS01044

    • [FCA CF] Client dealing (since 7 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (25 Apr 2016 to 8 Dec 2019)
  • Gavin Haden Lucas

    IRN GHL01017

    • CF10 Compliance Oversight (9 Nov 2011 to 9 Dec 2011)
    • CF1 Director (9 Nov 2011 to 9 Dec 2011)
    • CF30 Customer (9 Nov 2011 to 9 Dec 2011)
    • CF11 Money Laundering Reporting (9 Nov 2011 to 9 Dec 2011)
  • Lambertus Hendrick Van Essen

    IRN LHV01001

    • [FCA CF] Client dealing (7 Jul 2020 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2021)
    • CF10 Compliance Oversight (8 May 2013 to 17 May 2017)
    • CF3 Chief Executive (8 May 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2013 to 17 May 2017)
    • CF30 Customer (6 Dec 2012 to 8 Dec 2019)
    • CF1 Director (6 Dec 2012 to 8 Dec 2019)
  • Laurence de La Bassetiere

    IRN LXD00303

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2025)
    • SMF16 Compliance Oversight (since 16 Apr 2025)
    • SMF3 Executive Director (since 17 Jul 2023)
  • Moritz Diller

    IRN MAD01141

    • CF11 Money Laundering Reporting (25 Oct 2012 to 1 Apr 2013)
    • CF10 Compliance Oversight (25 Oct 2012 to 1 Apr 2013)
    • CF1 Director (24 Sep 2012 to 1 Apr 2013)
    • CF30 Customer (9 Nov 2011 to 1 Apr 2013)
  • Pari Rajkotia Lake

    IRN PXR01240

    • CF10 Compliance Oversight (4 Jan 2012 to 15 Oct 2012)
    • CF11 Money Laundering Reporting (4 Jan 2012 to 15 Oct 2012)
    • CF1 Director (4 Jan 2012 to 15 Oct 2012)
    • CF28 Systems and controls (9 Nov 2011 to 15 Oct 2012)
  • Philippe David Peress

    IRN PDP01031

    • CF1 Director (9 Nov 2011 to 1 Apr 2013)
    • CF3 Chief Executive (9 Nov 2011 to 1 Apr 2013)
  • Ralf Dieter Meinerzag

    IRN RXM00269

    • [FCA CF] Client dealing (since 5 Feb 2021)
  • Roxanne Mehdyoun

    IRN RXM02515

    • [FCA CF] Client dealing (7 Jul 2020 to 14 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 14 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2025)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 May 2017 to 8 Dec 2019)
    • CF1 Director (13 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.