Lambertus Hendrick Van Essen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ox Global Investments Ltd (no longer approved here)

    FRN 564570

    • [FCA CF] Client dealing (7 Jul 2020 to 31 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF11 Money Laundering Reporting (8 May 2013 to 17 May 2017)
    • CF10 Compliance Oversight (8 May 2013 to 17 May 2017)
    • CF3 Chief Executive (8 May 2013 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2012 to 8 Dec 2019)
    • CF1 Director (6 Dec 2012 to 8 Dec 2019)
  • Grosvenor Financial Asset Management Limited (no longer approved here)

    FRN 451634

    • CF30 Customer (1 Nov 2007 to 24 Apr 2013)
    • CF27 Investment Management (25 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.