Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAC Capital Management Ltd (no longer approved here)

    FRN 958407

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2022 to 1 May 2023)
    • SMF16 Compliance Oversight (1 Jul 2022 to 1 May 2023)
  • Ox Global Investments Ltd (no longer approved here)

    FRN 564570

    • [FCA CF] Client dealing (7 Jul 2020 to 14 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 14 May 2025)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 May 2017 to 8 Dec 2019)
    • CF1 Director (13 Oct 2016 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Oct 2014 to 15 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.