Moritz Diller

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Ox Global Investments Ltd (no longer approved here)

    FRN 564570

    • CF10 Compliance Oversight (25 Oct 2012 to 1 Apr 2013)
    • CF11 Money Laundering Reporting (25 Oct 2012 to 1 Apr 2013)
    • CF1 Director (24 Sep 2012 to 1 Apr 2013)
    • CF30 Customer (9 Nov 2011 to 1 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.