Salix Capital (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
36th Floor, 8 Bishopsgate-LondonEC2N 4BQUNITED KINGDOM- Phone
- +442078589486
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Complaints Contact
36th Floor, 8 Bishopsgate,-LondonLondonEC2N 4BQUNITED KINGDOM- Phone
- +442078589486
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share
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- · Investment activity in 'rights to or interests in investments (security)' and 'rights to or interests in investments (contractually based investment)' is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sean Balmford
IRN SXB00317
- CF30 Customer (17 Dec 2015 to 26 Jun 2019)
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Sean Steve Pereira
IRN SSP01031
- [FCA CF] Significant management (23 Mar 2021 to 31 Jul 2022)
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Simon Paul McGuigan
IRN SPM01110
- Appointed representative dealing with clients for which they require qualification (7 Sep 2020 to 7 Feb 2023)
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Stephan Laurent Collet
IRN SLC01037
- CF30 Customer (16 May 2014 to 27 Aug 2014)
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Stephen Noone
IRN SXN00272
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Jan 2023 to 9 Jan 2025)
- SMF16 Compliance Oversight (23 Jan 2023 to 9 Jan 2025)
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Thierry Paul Yves Metaireau
IRN TPM01018
- CF30 Customer (22 May 2014 to 3 Aug 2015)
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Thomas Kenneth Wynn Welch
IRN TKW01008
- CF30 Customer (1 Apr 2016 to 5 Jun 2018)
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Timothy John Yetman
IRN TJY01007
- CF30 Customer (13 Mar 2015 to 30 Jun 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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MCGUIGAN COMMODITY GROUP LIMITED (no longer appointed)
FRN 933609 · Appointed 7 Sep 2020 · Until 17 Mar 2023 · Tied agent
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Salix Capital FDFX Limited (no longer appointed)
FRN 600890 · Appointed 10 May 2013 · Until 23 Mar 2018
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Salix Capital Advisors LLP (no longer appointed)
FRN 600429 · Appointed 1 May 2013 · Until 18 Dec 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.