Thomas Kenneth Wynn Welch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Exception Capital LLP
FRN 473719
- CF30 Customer (since 24 Mar 2023)
- CF4 Partner (AR) (since 24 Mar 2023)
Windermere IM LLP
FRN 805629
- Employed By (since 24 Mar 2023)
- Employed By (6 Apr 2018 to 2 Feb 2023)
Langham Hall Fund Management LLP (no longer approved here)
FRN 746018
- CF4 Partner (AR) (11 May 2018 to 31 Jan 2023)
- CF30 Customer (6 Apr 2018 to 31 Jan 2023)
Salix Capital (UK) Limited (no longer approved here)
FRN 583141
- CF30 Customer (1 Apr 2016 to 5 Jun 2018)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (15 Oct 2010 to 24 Sep 2015)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (15 Oct 2010 to 24 Sep 2015)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.