Windermere IM LLP

FRN: 805629
Companies House: OC421484
Last scraped: 3 weeks ago

This firm operates as an appointed representative of Exception Capital LLP. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Floor 1

160 Fleet Street

EC4A 2DQ

UNITED KINGDOM

Phone

+4407734678960

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Aled Rhys Jenkins
IRN ARJ01076
- Employed By (since 21 Mar 2024)
- Employed By (9 Apr 2018 to 2 Feb 2023)
Kevin Stephen Pritchard
IRN KSP01036
- Employed By (since 21 Mar 2024)
- Employed By (6 Apr 2018 to 2 Feb 2023)
Thomas Kenneth Wynn Welch
IRN TKW01008
- Employed By (since 24 Mar 2023)
- Employed By (6 Apr 2018 to 2 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.