Simon Paul McGuigan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADM Investor Services International Limited

    FRN 148474

    • SMF3 Executive Director (since 3 Mar 2026)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • SMF18 Other Overall Responsibility (19 Jul 2024 to 17 Mar 2026)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF30 Customer (30 May 2022 to 4 Dec 2025)
    • [FCA CF] Client dealing (2 Aug 2021 to 28 Nov 2025)
  • Mariana UFP (Americas) Limited (no longer approved here)

    FRN 649237

    • (40)Employed By (30 May 2022 to 4 Dec 2025)
  • Salix Capital (UK) Limited (no longer approved here)

    FRN 583141

    • Appointed representative dealing with clients for which they require qualification (7 Sep 2020 to 7 Feb 2023)
  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (28 Oct 2008 to 13 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.